Gregory Oquin
Gregory Oquin is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
128 Versailles Blvd., Alexandria, LA, 71303
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Regulatory History (2)
Customer Dispute
August 2011Regulatory
July 1991Other Business ActivitiesSells Insurance
Gregory is involved in several business entities, including Financial Solutions Group, O'Quin Financial Group, Baker/Ewing Partnership, FSG Holdings, LLC, Financial Services of Central Louisiana LLC, and Stinson Resources, primarily for tax/investment purposes. He also operates under the DBA 4th Quarter Financial Group, dedicating nearly full-time hours to it, and is the author of a book.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Lincoln Financial Advisors Corporation
Integrated Resources Equity CorporationBroker
Lincoln National Pension Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.