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Gregory Oquin

LPL Financial LLC
46 Years of Experience
Alexandria, LA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Oquin is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 46 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

128 Versailles Blvd., Alexandria, LA, 71303

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Settled
Regulatory
July 1991
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is involved in several business entities, including Financial Solutions Group, O'Quin Financial Group, Baker/Ewing Partnership, FSG Holdings, LLC, Financial Services of Central Louisiana LLC, and Stinson Resources, primarily for tax/investment purposes. He also operates under the DBA 4th Quarter Financial Group, dedicating nearly full-time hours to it, and is the author of a book.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2019 - Present · 7 yrs
LPL Financial LLC
October 2019 - Present · 7 yrs
Previous Registrations
Fsc Securities Corporation
May 2005 - October 2019 · 14 yrs 5 mos
Fsc Securities CorporationBroker
May 2005 - October 2019 · 14 yrs 5 mos
Lincoln Financial Advisors Corporation
May 1992 - May 2005 · 13 yrs
Integrated Resources Equity CorporationBroker
August 1983 - May 1984 · 9 mos
Lincoln National Pension Insurance CompanyBroker
December 1981 - January 1989 · 7 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
November 1979 - May 2005 · 25 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
November 1979 - May 2005 · 25 yrs 6 mos
State Registrations24 states
ALARAZCACOFLGAIDILLAMIMOMSNCNENMNVNYOHOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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