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Thomas Easterling

LPL Financial LLC
39 Years of Experience
Alexandria, LA
1 DisclosureBroker
View SEC Summary
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Thomas Easterling is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

128 Versailles Blvd., Alexandria, LA, 71303

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1991
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is associated with Financial Solutions Group LLC as a DBA for LPL business, dedicating full-time hours to this role. He is also a member of FSG Holdings LLC for tax/investment purposes, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2019 - Present · 7 yrs
LPL Financial LLC
October 2019 - Present · 7 yrs
Previous Registrations
Fsc Securities CorporationBroker
May 2005 - October 2019 · 14 yrs 5 mos
Fsc Securities Corporation
May 2005 - October 2019 · 14 yrs 5 mos
Lincoln Financial Advisors Corporation
January 1999 - May 2005 · 6 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
June 1987 - May 2005 · 17 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
June 1987 - May 2005 · 17 yrs 11 mos
Lincoln National Pension Insurance CompanyBroker
June 1987 - January 1989 · 1 yr 7 mos
State Registrations11 states
ALARGAINLAMEMSOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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