JM
JM

Juan Mayol

27 Years of Experience
Miami, FL
Broker

Juan Mayol is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Juan has power of attorney (POA) responsibilities since 2021. This activity is investment-related and takes minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2018 - Present · 7 yrs 8 mos
Morgan StanleyBroker
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
January 2010 - December 2018 · 8 yrs 11 mos
UBS Financial Services INC.Broker
January 2010 - December 2018 · 8 yrs 11 mos
UBS International INC.
May 2004 - January 2010 · 5 yrs 8 mos
UBS International INC.Broker
January 2004 - January 2010 · 6 yrs
Citicorp Investment ServicesBroker
May 2001 - December 2003 · 2 yrs 7 mos
Citicorp Financial Services CorporationBroker
November 1988 - August 1990 · 1 yr 9 mos
Shearson Lehman Hutton INC.Broker
April 1988 - September 1988 · 5 mos
E. F. Hutton & Company INCBroker
November 1987 - April 1988 · 5 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.