Richard Baer
Richard Baer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
333 S Hope St, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2009Customer Dispute
April 2008Customer Dispute
February 2002Customer Dispute
December 1999Customer Dispute
July 1997Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
The Boston GroupBroker
A.S. Goldmen & CO., INC.Broker
Stratton Oakmont INC.Broker
Corporate Securities Group, INC.Broker
Bear, Stearns & CO. INC.Broker
Prudential-Bache Securities INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.