Cynthia Firey
Cynthia Firey is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
403 Main Street, Suite 415, Buffalo, NY, 14203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia is an agent/representative for Myles R Firey & Co Inc, selling independent insurance and acting as a third party administrator, taking a few hours per week. She is also an arbitrator for the Erie County Bar Dispute Resolution Panel and a managing partner in Firey Partnership, a real estate/rental property business, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Equity Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.