PW
PW
Peter Walsh
38 Years of Experience
Williamsville, NY
1 DisclosureBroker
Peter Walsh is a registered investment advisor at Raymond James & Associates, INC., based in Williamsville, NY, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6580 Main St Ste 1, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 1998Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2018 - Present · 7 yrs 7 mos
Raymond James & Associates, INC.
February 2014 - Present · 12 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2014 - Present · 12 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2014 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1987 - July 1993 · 6 yrs
State Registrations21 states
AZCACOCTDCFLGAILMAMDMIMNNCNJNVNYPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.