Peggy Pinkerton is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1901 Main Street, Suite 700, Irvine, CA, 92614
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2023 - Present · 2 yrs 9 mos
Morgan Stanley
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2020 - April 2023 · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
August 2020 - April 2023 · 2 yrs 8 mos
Silversage Advisors
June 2017 - June 2021 · 4 yrs
Geneos Wealth Management, INC.Broker
June 2017 - August 2020 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - June 2017 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2007 - June 2017 · 10 yrs 5 mos
UBS Financial Services INC.Broker
April 2004 - April 2005 · 1 yr
UBS Financial Services INC.
April 2004 - April 2005 · 1 yr
Salomon Smith Barney INC.Broker
June 1999 - May 2002 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1994 - June 1999 · 5 yrs 1 mo
Rockefeller, Rothschild, & SteeleBroker
October 1993 - March 1994 · 5 mos
Painewebber IncorporatedBroker
June 1992 - October 1993 · 1 yr 4 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.