Carolyn Oberfeld
Carolyn Oberfeld is a CFP-designated registered investment advisor at LPL Financial LLC, based in Eagan, MN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Eagan, MN
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Carolyn operates under the DBA Discovery Financial Centers Inc. for her LPL business, dedicating nearly full-time hours to securities trading. She also sells life insurance, long-term care insurance, and annuities, spending minimal time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Sunamerica Securities, INC.Broker
John G. Kinnard and Company, IncorporatedBroker
Investment Concepts, INC.Broker
Arnold Securities, INC.Broker
Oberweis Securities, INC.Broker
Engler-Budd & Company INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.