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Scott Walker

W&s Brokerage Services, INC.
33 Years of Experience
Las Vegas, NV
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Scott Walker is a registered investment advisor at W&s Brokerage Services, INC., based in Las Vegas, NV, with 33 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Socially Responsible Investing, and 1 more. Their firm serves 772 clients with $260M in assets under management.

W&s Brokerage Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
104 advisors
Number of Clients
772 clients
Average Client Portfolio
$333K average
Assets Under Management
$257.2M

Fee Structure

Minimum Investment:$75K
Investment management only (planning not offered)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K+1.10%

Fees may be negotiable at the sole discretion of W&S Brokerage Services, Inc. Potential fee reductions apply if funded from previous accounts that incurred commissions within 36 months.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2140 E Pebble Rd, Suite 230, Las Vegas, NV, 89123-3221

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2021
Final
Financial
April 2021
Final
Financial
March 2021
Final
Financial
August 2020
Final
Financial
May 2020
Final
Financial
March 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
W&s Brokerage Services, INC.
March 2026 - Present · 7 mos
W&s Brokerage Services, INC.Broker
March 2026 - Present · 7 mos
Previous Registrations
LPL Financial LLCBroker
May 2025 - July 2025 · 2 mos
LPL Financial LLC
May 2025 - July 2025 · 2 mos
Cuso Financial Services, L.P.Broker
January 2023 - May 2025 · 2 yrs 4 mos
Cuso Financial Services, L.P.
January 2023 - May 2025 · 2 yrs 4 mos
Wescom Financial Services, LLC
July 2018 - February 2023 · 4 yrs 7 mos
Wescom Financial ServicesBroker
May 2018 - February 2023 · 4 yrs 9 mos
Wescom Financial Services, LLC
May 2018 - July 2018 · 2 mos
Western International Securities, INC.Broker
November 2017 - July 2018 · 8 mos
Cuso Financial Services, L.P.
April 2017 - June 2017 · 2 mos
Cuso Financial Services, L.P.Broker
April 2017 - June 2017 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - January 2017 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2012 - January 2017 · 4 yrs 10 mos
TD Ameritrade, INC.Broker
August 2010 - November 2011 · 1 yr 3 mos
TD Ameritrade, INC.
August 2010 - November 2011 · 1 yr 3 mos
Amerivest Investment Management, LLC
August 2010 - November 2011 · 1 yr 3 mos
Cuso Financial Services, L.P.
February 2007 - July 2009 · 2 yrs 5 mos
Cuso Financial Services, L.P.Broker
February 2007 - July 2009 · 2 yrs 5 mos
Wells Fargo Investments, LLC
January 2006 - February 2007 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
January 2006 - February 2007 · 1 yr 1 mo
Duerr Financial Corporation
June 2005 - September 2005 · 3 mos
Duerr Financial CorporationBroker
June 2005 - September 2005 · 3 mos
Wm Financial Services, INC.Broker
March 2005 - June 2005 · 3 mos
Wm Financial Services, INC.
March 2005 - June 2005 · 3 mos
Essex National Securities, INC.
August 2004 - March 2005 · 7 mos
Essex National Securities, INC.Broker
September 2003 - March 2005 · 1 yr 6 mos
Citicorp Investment ServicesBroker
February 2003 - September 2003 · 7 mos
Cal Fed InvestmentsBroker
January 1999 - February 2003 · 4 yrs 1 mo
Pacific American Securities, LLCBroker
July 1998 - January 1999 · 6 mos
The Dreyfus Service CorporationBroker
May 1990 - July 1998 · 8 yrs 2 mos
Vantage Financial Services, INC.Broker
September 1989 - December 1989 · 3 mos
Bear, Stearns & CO. INC.Broker
June 1987 - July 1987 · 1 mo
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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