James Bernstein is a registered investment advisor at Qex Asset Management LLC, based in Bayville, NJ, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Tax Planning. Their firm serves 18 clients with $8.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
QEX Management charges an annual management fee based on a percentage of the assets in your account. The percentage starts at 1% for actively managed fixed income strategies and 2% for actively managed equity strategies, and it decreases as the account size increases. These fees are negotiable.
Location
Bayville, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns Prime Green Coffee, selling unroasted coffee to home roasters since 2012. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Qex Asset Management LLC
Previous Registrations
Windsor Financial Advisors, INC.
Ffp Advisory Services INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.