Ernest Guerriero
Ernest Guerriero is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Saugerties, NY, with 36 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
Saugerties, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ernest has a property and casualty license since 1987, dedicating minimal time to it. He also serves on the board of directors for The Society of Financial Service Professionals and works as an independent contractor for The American College, dedicating a few hours per week to each.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Park Avenue Securities LLC
Previous Registrations
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services LLCBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Primevest Financial Services, INC.Broker
MML Investors Services, INC.Broker
Enterprise Fund Distributors, INC.Broker
Mony Securities CorporationBroker
CUNA Brokerage Services, INC.Broker
Locust Street Securities, INC.Broker
Cna Investor Services, INC.Broker
Travelers Equities Sales, INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.