Lori Neisent is a registered investment advisor at Morgan Stanley, based in Rapid City, SD, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
909 St. Joseph Street, 6th Floor, Rapid City, SD, 57701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
November 2007 - September 2011 · 3 yrs 10 mos
UBS Financial Services INC.Broker
August 2006 - September 2011 · 5 yrs 1 mo
Piper Jaffray & CO.Broker
February 1995 - August 2006 · 11 yrs 6 mos
Dain Bosworth IncorporatedBroker
November 1987 - February 1995 · 7 yrs 3 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.