Thomas Dircks is a registered investment advisor at LPL Financial LLC, based in Eden Prairie, MN, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Eden Prairie, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is the owner of Prairie Wealth Strategies, where he focuses on financial planning and mutual fund/securities sales. This activity takes up the majority of Thomas's time and generates the majority of his annual income.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
LPL Financial LLCBroker
Sii Investments, INC.Broker
Sii Investments, INC.
B. C. Ziegler and CompanyBroker
Associated Investment Services, INC.Broker
Strong Investments, INC.Broker
Wellington Investment Services CORP.Broker
Frederick & Company, INC.Broker
Nml Equity Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.