DV
DV

Darryl Visocky

38 Years of Experience
Westlake, OH
1 DisclosureBrokerSells Insurance

Darryl Visocky is a registered investment advisor at LPL Financial LLC, based in Westlake, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

27865 Clemens Road, Ste 2, Westlake, OH, 44145

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Denied
Other Business ActivitiesSells Insurance

Darryl operates his LPL business through Maxim Financial Group LLC, dedicating about 10-20% of his time. He also works with Simpliterm LTD and Maxim Financial Group LLC as an insurance agency, spending a few hours per week and about 10-20% of his time respectively.

Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
On Investment Management CO
September 2015 - November 2023 · 8 yrs 2 mos
The O.N. Equity Sales CompanyBroker
December 2001 - November 2023 · 21 yrs 11 mos
Metlife Securities INC.Broker
June 1987 - December 2001 · 14 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
June 1987 - December 2001 · 14 yrs 6 mos
State Registrations9 states
CACOFLGAKYMDOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darryl Visocky - Financial Advisor | TrueAdvisor