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Jeffrey Kobak

LPL Financial LLC
29 Years of Experience
Westlake, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Jeffrey Kobak is a registered investment advisor at LPL Financial LLC, based in Westlake, OH, with 29 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

27865 Clemens Road, Ste 2, Westlake, OH, 44145

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
Regulatory
May 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey operates his LPL business through Maxim Financial Group LLC. He also sells life insurance and fixed annuities through Creative One, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
On Investment Management CO
February 2016 - November 2023 · 7 yrs 9 mos
The O.N. Equity Sales CompanyBroker
March 2006 - November 2023 · 17 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
March 1997 - February 2006 · 8 yrs 11 mos
Metlife Securities INC.Broker
March 1997 - February 2006 · 8 yrs 11 mos
State Registrations7 states
FLILKYNCOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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