Rafael Lopez is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
May 2006 - July 2012 · 6 yrs 2 mos
Morgan Keegan & Company, INC.
May 2006 - July 2012 · 6 yrs 2 mos
UBS International INC.Broker
June 2002 - May 2006 · 3 yrs 11 mos
UBS International INC.
June 2002 - May 2006 · 3 yrs 11 mos
UBS Painewebber INC.Broker
February 1993 - June 2002 · 9 yrs 4 mos
UBS Painewebber INC.
February 1993 - June 2002 · 9 yrs 4 mos
Nationsbanc Securities, INC.Broker
January 1990 - March 1993 · 3 yrs 2 mos
Painewebber IncorporatedBroker
July 1989 - February 1990 · 7 mos
Thomson Mckinnon Securities INC.Broker
July 1988 - July 1989 · 1 yr
State Registrations7 states
CAFLGAMANCNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.