TC
TC
Thomas Clifford
30 Years of Experience
Bohemia, NY
2 DisclosuresBrokerSells Insurance
Thomas Clifford is a registered investment advisor at Cetera Investment Advisers LLC, based in Bohemia, NY, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
630 Johnson Avenue, Suite 106, Bohemia, NY, 11716
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Regulatory History (2)
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Regulatory
September 2024Final
Regulatory
July 2024Final
Other Business ActivitiesSells Insurance
Thomas operates "Thomas J. Clifford, Inc." as a DBA for tax purposes since 1997. He is also an independent insurance agent selling life, accident, and health insurance since 1994.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2019 - June 2023 · 4 yrs 2 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.Broker
June 1996 - August 2003 · 7 yrs 2 mos
Berkshire Equity Sales, INC.Broker
October 1995 - June 1996 · 8 mos
State Registrations27 states
AZCACOCTDCDEFLILKSKYMAMEMNNCNHNJNVNYORPASCTNTXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.