Katherine Connors
Katherine Connors is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Bohemia, NY, with 29 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3880 Veteran Memorial Highway, Suite 202, Bohemia, NY, 11716
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine may recommend equity index annuities to a few clients outside of New York and has completed the necessary coursework. She is also a member of KC Wealth Management LLC, where she performs financial planning and investment management duties for Avantax clients, dedicating about a quarter of her time to this and nearly full-time hours to securities trading.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
Chase Investment Services CORP.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.