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Elmer Martin

Rockefeller Capital Management
39 Years of Experience
San Antonio, TX
1 DisclosureBroker
View SEC Summary
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Elmer Martin is a registered investment advisor at Rockefeller Capital Management, based in San Antonio, TX, with 39 years of industry experience. Elmer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1900 Broadway Street, Suite 660, San Antonio, TX, 78215

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rockefeller Capital Management
March 2021 - Present · 5 yrs 7 mos
Rockefeller Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Rockefeller Capital Management
March 2021 - March 2021 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1987 - March 2021 · 33 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - March 2021 · 33 yrs 8 mos
State Registrations26 states
AKALARAZCACOFLIDILKYLAMDMIMONCNMOHOKORPASCSDTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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