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Eric Niedermeyer

36 Years of Experience
St. Louis, MO
5 DisclosuresBroker

Eric Niedermeyer is a registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

One Financial Plaza 501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Denied
Customer Dispute
October 2018
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
July 2001
Settled
Customer Dispute
May 2000
Settled
Other Business Activities

Eric is the Chief Investment Officer and Manager at Niedermeyer Financial/Tanner Creek Capital, providing investment advisory services through Stifel Independent Advisors. This activity is investment-related and occupies his full-time work hours.

Employment History
Current Registrations
Stifel Independent Advisors, LLC
November 2022 - Present · 3 yrs 6 mos
Stifel Independent Advisors, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
October 2011 - November 2022 · 11 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
October 2011 - November 2022 · 11 yrs 1 mo
D.A. Davidson & CO.
October 2002 - October 2011 · 9 yrs
D.A. Davidson & CO.Broker
July 2001 - October 2011 · 10 yrs 3 mos
Dain Rauscher IncorporatedBroker
July 1998 - July 2001 · 3 yrs
Piper Jaffray INC.Broker
July 1993 - July 1998 · 5 yrs
Lehman Brothers INC.Broker
February 1991 - July 1993 · 2 yrs 5 mos
Security Pacific Securities of Oregon, INC.Broker
June 1987 - March 1989 · 1 yr 9 mos
State Registrations11 states
AZCAHIIDILNENJNVORTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.