James Frank
James Frank is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lake Oswego, OR, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4900 Meadows Road, Suite 100, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2003Other Business Activities
James owns and manages a rental property since 2020, dedicating minimal time to maintenance, accounting, and improvements. He will also jointly own a second home with his wife through Tilbow LLC, placing it in a vacation rental pool, spending a few hours per week on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Metis Wealth Advisory Group
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.