Neil Klein is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Neil is a partner in Holding On Productions LLC, a music-entertainment partnership, since 2012. He raises and disburses funds to produce a new original musical.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Advest, INC.Broker
State Registrations30 states
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