MH
CFP
MH
CFP

Mark Hendrix

38 Years of Experience
Olean, NY
BrokerSells Insurance

Mark Hendrix is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Olean, NY, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

128 S Union St, Olean, NY, 14760

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Mark is an independent insurance agent selling various insurance products since 1987, dedicating a significant amount of time to this. He also holds positions at Branch & Hendrix, Inc, Holcomb Agency, Inc, Budget Auto Home of NY, Inc, and Senior Perks Plus LLC, all related to insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 10 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Tower Square Securities, INC.Broker
February 1999 - September 2013 · 14 yrs 7 mos
Guardian Investor Services CorporationBroker
August 1989 - February 1999 · 9 yrs 6 mos
Travelers Equities Sales, INC.Broker
December 1987 - February 1990 · 2 yrs 2 mos
State Registrations15 states
CODCDEFLNCNYOHORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Hendrix - Financial Advisor | TrueAdvisor