Mark Hendrix
Mark Hendrix is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Olean, NY, with 38 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
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Assets Under Management
Location
128 S Union St, Olean, NY, 14760
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an independent insurance agent selling various insurance products since 1987, dedicating a significant amount of time to this. He also holds positions at Branch & Hendrix, Inc, Holcomb Agency, Inc, Budget Auto Home of NY, Inc, and Senior Perks Plus LLC, all related to insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Guardian Investor Services CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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