Louis Proto
Louis Proto is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Olean, NY, with 27 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
115 Times Square, Olean, NY, 14760
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Louis sells fixed insurance with various companies and owns a CPA firm, Proto & Loskey LLC, dedicating about 10-20% of his time to the firm. He also has ownership or consulting roles in multiple real estate ventures and runs a bakery, Luigi's Pane.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Avantax Investment Services, INC.Broker
State Registrations7 states
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