LM
CFP
LM
CFP

Lawrence Minogue

38 Years of Experience
Dunwoody, GA
1 DisclosureBrokerSells Insurance

Lawrence Minogue is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Dunwoody, GA, with 38 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Dunwoody, GA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Settled
Other Business ActivitiesSells Insurance

Lawrence is an independent insurance broker with One America since 2017. He also has outside employment with Thu Clear, Inc. since September 2024, dedicating about a quarter of his time to it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 6 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Fmb Advisors, LLC
January 2013 - December 2016 · 3 yrs 11 mos
Next Financial Group, INC.
January 2003 - March 2017 · 14 yrs 2 mos
Next Financial Group, INC.Broker
October 1999 - March 2017 · 17 yrs 5 mos
Advantage Capital CorporationBroker
July 1997 - October 1999 · 2 yrs 3 mos
Chubb Securities CorporationBroker
March 1995 - July 1997 · 2 yrs 4 mos
Invest Financial CorporationBroker
February 1991 - March 1995 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - February 1991 · 3 yrs 5 mos
State Registrations30 states
ALARAZCACOCTFLGAHIILINKYLAMAMSNCNENJNMNVNYOHORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Minogue - Financial Advisor | TrueAdvisor