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Susan Ramirez

Ameriprise Financial Services, LLC
29 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
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Susan Ramirez is a registered investment advisor at Ameriprise Financial Services, LLC, based in Atlanta, GA, with 29 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7840 Roswell Rd, Ste 405, Atlanta, GA, 30350

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Susan owns Riley Management LLC, SEAM LLC, and SEAQU LLC, and is a board member at Ramirez. She also works as a financial advisor/investment manager for LPPO, LLC, dedicating about a third of her time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2008 - Present · 18 yrs 9 mos
Ameriprise Financial Services, LLC
January 2008 - Present · 18 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Securities America, INC.Broker
July 2008 - November 2010 · 2 yrs 4 mos
Securities America, INC.Broker
May 2008 - July 2008 · 2 mos
Banc of America Investment Services, INC.
December 2001 - January 2008 · 6 yrs 1 mo
Banc of America Investment Services, INC.Broker
April 2001 - January 2008 · 6 yrs 9 mos
Suntrust Securities, INC.Broker
August 1999 - April 2001 · 1 yr 8 mos
Linsco/private Ledger CORP.Broker
July 1999 - September 1999 · 2 mos
Hibernia Investment Securities INC.Broker
May 1997 - July 1999 · 2 yrs 2 mos
State Registrations25 states
AZCOCTDCFLGAILINKSKYLAMDMIMOMSNCNHNYOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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