Kathryn Emling
Kathryn Emling is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 37 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5775 Glenridge Rd, B110, Atlanta, GA, 30328
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathryn volunteers on the homeowners board for her neighborhood association, manages residential real estate rentals, and is a managing principal at EMICO Advisory Services, where she provides wealth management services including insurance reviews and investment advisory/retirement planning. She also manages college savings trusts.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
Securities America, INC.Broker
Securities America Advisors, INC.
Householder Group Estate & Retirement Specialists
Ssn Advisory, INC.
Householder Group Financial Advisors, LLC
Securities Service Network, LLCBroker
Householder Group, Estate & Retirement Specialists
Sagepoint Financial, INC.Broker
First Albany Capital INC.Broker
Wachovia Capital Markets, LLCBroker
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
First Union Capital Markets CORP.Broker
Alex. Brown & Sons IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Shearson Lehman Hutton INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.