JN
CFP
JN
CFP

James Noble

28 Years of Experience
Fair Lawn, NJ
BrokerSells Insurance

James Noble is a CFP-designated registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 28 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is dually registered with NPA Asset Management and is an independent insurance agent. He is also the president and owner of Noble Planning and Investments, LLC, which provides independent insurance services for fixed life, annuities, long-term care, health, and Medigap products.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 9 mos
Nationwide Planning Associates INC.Broker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Npa Asset Management, LLC
December 2010 - December 2017 · 7 yrs
Abramenko & Company, INC.Broker
December 2010 - July 2014 · 3 yrs 7 mos
Global Investment Advisors, LLC
March 2010 - December 2010 · 9 mos
Essex Securities LLCBroker
March 2010 - December 2010 · 9 mos
Investment Advisors
April 2009 - March 2010 · 11 mos
Proequities, INC.Broker
April 2009 - March 2010 · 11 mos
Banc of America Investment Services, INC.
May 2006 - May 2008 · 2 yrs
Banc of America Investment Services, INC.Broker
April 2006 - May 2008 · 2 yrs 1 mo
Citicorp Investment ServicesBroker
July 2004 - March 2006 · 1 yr 8 mos
Capital Brokerage CorporationBroker
September 2002 - December 2003 · 1 yr 3 mos
Tower Square Securities, INC.Broker
September 1998 - September 2000 · 2 yrs
Advantage Capital CorporationBroker
August 1994 - December 1997 · 3 yrs 4 mos
Travelers Equities Sales, INC.Broker
April 1994 - August 1994 · 4 mos
Shurgard Securities CorporationBroker
June 1987 - April 1988 · 10 mos
State Registrations12 states
CACTDEFLGAMDNCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors