Richard Walsh
Richard Walsh is a ChFC-designated registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 41 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.
Fee Estimator
Location
32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent selling fixed insurance products since 2014. This activity takes a few hours per week.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
M&t Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
TD Waterhouse Investor Services, INC.Broker
TD Waterhouse Investor Services, INC.
Pershing LLCBroker
Lockwood Advisors INC
Lockwood Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cigna Financial Advisors,inc.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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