Richard Walsh
Richard Walsh is a ChFC-designated registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent selling fixed insurance products since 2014. This activity takes a few hours per week.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Nationwide Planning Associates INC.Broker
Npa Asset Management, LLC
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
M&t Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
TD Waterhouse Investor Services, INC.Broker
TD Waterhouse Investor Services, INC.
Pershing LLCBroker
Lockwood Advisors INC
Lockwood Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cigna Financial Advisors,inc.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.