MB
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Michael Barth
38 Years of Experience
Durango, CO
2 DisclosuresBroker
Michael Barth is a registered investment advisor at Raymond James & Associates, INC., based in Durango, CO, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Durango, CO
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Regulatory History (2)
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Financial
June 2022Final
Customer Dispute
July 2000Denied
Other Business Activities
Michael has business ownership activities and outside employment with Durango Holistic View since 2021. Both activities take about a third of his time, with the outside employment being investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2025 - Present · 9 mos
Raymond James & Associates, INC.Broker
August 2025 - Present · 9 mos
Raymond James & Associates, INC.
August 2025 - Present · 9 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
October 2020 - August 2025 · 4 yrs 10 mos
Ameriprise Financial Services, LLC
October 2020 - August 2025 · 4 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
July 2018 - October 2020 · 2 yrs 3 mos
Robert W. Baird & CO. Incorporated
July 2018 - October 2020 · 2 yrs 3 mos
UBS Financial Services INC.
November 2008 - July 2018 · 9 yrs 8 mos
UBS Financial Services INC.Broker
November 2008 - July 2018 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1994 - November 2008 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - November 2008 · 14 yrs 8 mos
Dean Witter Reynolds INC.Broker
November 1987 - March 1994 · 6 yrs 4 mos
Sherwood Capital, INC.Broker
June 1987 - September 1987 · 3 mos
State Registrations21 states
ARCACODCDEFLGAIDKYMDMIMNMTNCOHORPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.