JS
CFP · PFS
JS
CFP · PFS

Joseph Spokas

38 Years of Experience
Lombard, IL
Broker

Joseph Spokas is a CFP, PFS-designated registered investment advisor, based in Lombard, IL, with 38 years of industry experience.

Location

1900 S. Highland Avenue, Suite 100, Lombard, IL, 60148

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph is the owner of Highland Towers LLC, a real estate company, and a managing member and limited partner in SSG Investments LLC and SSF RE Investment LLC, both holding companies for real estate investments. He dedicates minimal time to these activities.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2011 - Present · 15 yrs 3 mos
Forum Financial Management, LP
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Genworth Financial Advisers Corporation
February 1998 - December 2009 · 11 yrs 10 mos
Genworth Financial Securities CorporationBroker
June 1987 - March 2011 · 23 yrs 9 mos
State Registrations3 states
ILTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Spokas - Financial Advisor | TrueAdvisor