Forum Financial Management, LP is a registered investment advisor providing discretionary and non-discretionary portfolio management, financial planning, and retirement plan services to individuals, high-net-worth families, trusts, estates, and charitable organizations. Forum Financial Management builds diversified portfolios primarily using institutional mutual funds and exchange-traded funds from Dimensional Fund Advisors, structured around modern portfolio theory and asset allocation. The firm also offers specialized services such as held-away account management, separately managed accounts, and introductions to outside managers for alternative investment opportunities like exchange funds. Additionally, Forum Financial Management operates a division called Forum Advisor Alliance, which markets investment management and back-office services to independent financial advisors and other advisory firms.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Fees are negotiable. Clients with less than $335,000 may be subject to a minimum annual fee up to $4,000.