Matthew Martinez
Matthew Martinez is a registered investment advisor at MML Investors Services, LLC, based in Scottsdale, AZ, with 38 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
4900 North Scottsdale Road, Suite 4000, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2021Customer Dispute
April 2015Customer Dispute
July 2010Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Matthew is involved in several outside business activities, including sales of individual life insurance, annuities, LTC, group health, and ancillary group benefits. He also services in-force indexed annuity contracts, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Packerland Brokerage Services, INC.Broker
Packerland Brokerage Services, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.Broker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Next Financial Group, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.