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Matthew Martinez

MML Investors Services, LLC
38 Years of Experience
Scottsdale, AZ
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Martinez is a registered investment advisor at MML Investors Services, LLC, based in Scottsdale, AZ, with 38 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

4900 North Scottsdale Road, Suite 4000, Scottsdale, AZ, 85251

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
Customer Dispute
April 2015
Denied
Customer Dispute
July 2010
Settled
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew is involved in several outside business activities, including sales of individual life insurance, annuities, LTC, group health, and ancillary group benefits. He also services in-force indexed annuity contracts, dedicating about 10-20% of his time to these activities.

Employment History
Current Registrations
MML Investors Services, LLC
February 2019 - Present · 7 yrs 8 mos
MML Investors Services, LLC
February 2019 - Present · 7 yrs 8 mos
MML Investors Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Packerland Brokerage Services, INC.Broker
June 2014 - January 2019 · 4 yrs 7 mos
Packerland Brokerage Services, INC.
June 2014 - January 2019 · 4 yrs 7 mos
First Allied Advisory Services, INC.
April 2014 - July 2014 · 3 mos
First Allied Securities, INC.Broker
April 2014 - June 2014 · 2 mos
First Heartland Consultants, INC.
March 2007 - April 2014 · 7 yrs 1 mo
First Heartland Capital, INC.Broker
February 2007 - April 2014 · 7 yrs 2 mos
Legacy Advisory Services, INC.
December 2003 - February 2007 · 3 yrs 2 mos
Legacy Financial Services, INC.Broker
December 2003 - February 2007 · 3 yrs 2 mos
Next Financial Group, INC.Broker
March 2001 - December 2003 · 2 yrs 9 mos
Pruco Securities CorporationBroker
June 1987 - September 2000 · 13 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
June 1987 - December 1993 · 6 yrs 6 mos
State Registrations16 states
ARAZCACOFLKSMDMNMONCNJNYORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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