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William Rugen
38 Years of Experience
Port Jefferson, NY
1 DisclosureBrokerSells Insurance
William Rugen is a registered investment advisor, based in Port Jefferson, NY, with 38 years of industry experience.
Location
1000 Main Street Suite 1, Port Jefferson, NY, 11777
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Regulatory History (1)
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Customer Dispute
March 2020Denied
Other Business ActivitiesSells Insurance
William is an insurance agent selling life, disability, annuities, and long-term care products since 1986, dedicating a few hours per week. He also prepares individual tax returns during tax season and works as a private wealth manager selling insurance-related products since 2024, also dedicating a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 5 mos
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 5 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Lincoln Financial Advisors Corporation
June 2021 - February 2024 · 2 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
November 2019 - February 2024 · 4 yrs 3 mos
Hornor, Townsend & Kent, LLCBroker
January 2011 - November 2019 · 8 yrs 10 mos
Equity Services, INC.Broker
July 1987 - January 2011 · 23 yrs 6 mos
State Registrations13 states
CACTFLMENCNJNVNYPARISCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.