SW
CFP
SW
CFP

Stuart Wainscott

31 Years of Experience
Charlotte, NC
Broker

Stuart Wainscott is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charlotte, NC, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

5935 Carnegie Blvd, Suite 300, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stuart is the owner of AWA Group LLC, which owns their lease for liability purposes, dedicating minimal time to it. He is also a partner in a rental real estate business, Spoke and Thistle (an Airbnb), spending about 10-20% of his time on it, though his wife runs it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
Raymond James & Associates, INC.
February 2005 - October 2025 · 20 yrs 8 mos
Raymond James & Associates, INC.Broker
January 2005 - October 2025 · 20 yrs 9 mos
Morgan Stanley
January 2002 - January 2005 · 3 yrs
Morgan Stanley Dw INC.Broker
October 2001 - January 2005 · 3 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
March 1996 - October 2001 · 5 yrs 7 mos
Ifp, IncorporatedBroker
April 1988 - December 1988 · 8 mos
Mesa Securities CorporationBroker
September 1987 - April 1988 · 7 mos
State Registrations32 states
AKARAZCACOCTDCDEFLGAILKYMAMDMEMIMOMSNCNHNJNYOHORPASCTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.