Stuart Wainscott is a CFP-designated registered investment advisor, based in Charlotte, NC, with 31 years of industry experience. Stuart is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5935 Carnegie Blvd, Suite 300, Charlotte, NC, 28209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stuart is the owner of AWA Group LLC, which owns their lease for liability purposes, dedicating minimal time to it. He is also a partner in a rental real estate business, Spoke and Thistle (an Airbnb), spending about 10-20% of his time on it, though his wife runs it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
A. G. Edwards & Sons, INC.Broker
Ifp, IncorporatedBroker
Mesa Securities CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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