CG
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Clinton Gee
39 Years of Experience
Irvine, CA
1 DisclosureBroker
Clinton Gee is a registered investment advisor at UBS Financial Services INC., based in Irvine, CA, with 39 years of industry experience. Clinton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
200 Spectrum Center Drive Suite 1800, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014Settled
Employment History
Current Registrations
UBS Financial Services INC.
June 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.Broker
June 2010 - Present · 16 yrs 4 mos
UBS Financial Services INC.
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
March 1988 - April 2007 · 19 yrs 1 mo
Cornwall, Abbott & Gray, INC.Broker
July 1987 - July 1988 · 1 yr
State Registrations19 states
AZCACODEFLIDILINMAMIMONENVNYORTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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