Kim Marshall
Kim Marshall is a registered investment advisor at Harbour Investments, INC., based in Sarasota, FL, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
Sarasota, FL
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Regulatory History (1)
Customer Dispute
December 2003Other Business ActivitiesSells Insurance
Kim operates under the DBA Kim Investments, LLC. Kim is also an independent insurance agent, potentially selling equity indexed annuities.
Employment History
Current Registrations
Harbour Investments, INC.Broker
Harbour Investments, INC.
Previous Registrations
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
B. C. Ziegler and CompanyBroker
B. C. Ziegler and Company
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Morgan Stanley Dw INC.Broker
Painewebber IncorporatedBroker
Kemper Securities Group, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Shearson Lehman Hutton INC.Broker
The Stuart-James Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.