James Dee is a registered investment advisor, based in Little Silver, NJ, with 38 years of industry experience.
Location
200 White Rd, Suite 215, Little Silver, NJ, 07739
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a FedEx Ground delivery contractor and business owner, dedicating a few hours per week to this activity. He also sells fixed annuities, term life, LTC, hybrid LTC, and whole life insurance, spending a few hours per week on insurance sales.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
First Capital Advisors Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Quick & Reilly, INC.Broker
Summit Financial Services Group, INC.Broker
Fiserv Investor Services, INC.Broker
Painewebber IncorporatedBroker
F.N. Wolf & CO., INC.Broker
Equitable Securities of New York,inc.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.