Carlina Duggan
Carlina Duggan is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Greenwood Village, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlina sells non-variable insurance products and dedicates about 10-20% of her time to this activity. She is also a business owner of Gray Tiger Properties, LLC, spending about a quarter of her time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Summit Global Investments, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Transamerica Financial Advisors, INCBroker
George K. Baum & CompanyBroker
Metlife Securities INC.Broker
Ur Financial, INC.Broker
Capital Markets CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.