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Lawrence Warren

Creative Planning
39 Years of Experience
Bismarck, ND
6 Disclosures
View SEC Summary
View SEC Summary

Lawrence Warren is a registered investment advisor at Creative Planning, based in Bismarck, ND, with 39 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 100,298 clients with $300B in assets under management.

Creative Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1165 advisors
Number of Clients
100,298 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$295.6B

Fee Structure

Minimum Investment:$200K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.20%
$500K - $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.80%
$10.0M - $25.0M0.70%
$25.0M - $50.0M0.40%
$50.0M - $100.0M0.30%
$100M+0.25%

Fees and billing methods are negotiable based on account size, householding, and complexity. Legacy clients from acquired firms may have different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4228 Boulder Ridge Road, Suite 5, Bismarck, ND, 58503

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Closed-No Action
Customer Dispute
August 2007
Closed-No Action
Customer Dispute
March 2006
Closed-No Action
Regulatory
July 2004
Final
Regulatory
October 2003
Final
Customer Dispute
February 2003
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lawrence owns and operates multiple businesses, including a tax service (Liberty Tax Service), a commercial building, and a credit card processing company (Worldlynk Inc.). These activities appear to be business ownership and management roles.

Employment History
Current Registrations
Creative Planning
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Keystone Wealth Partners LLC
November 2018 - June 2022 · 3 yrs 7 mos
Berthel Fisher & Company Financial Services, INC.
January 2010 - November 2018 · 8 yrs 10 mos
Berthel, Fisher & Company Financial Services, INC.Broker
October 1994 - November 2018 · 24 yrs 1 mo
American Investors Group, INC.Broker
December 1993 - October 1994 · 10 mos
Offerman & CompanyBroker
June 1987 - December 1993 · 6 yrs 6 mos
State Registrations1 state
ND
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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