DZ
DZ
Dean Zack
38 Years of Experience
Encinitas, CA
1 DisclosureBroker
Dean Zack is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Encinitas, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
169 Saxony Rd, Suite 210, Encinitas, CA, 92024
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2004Closed-No Action
Other Business Activities
Dean is the full owner of Zack Wealth Management, LLC, a support company. He spends minimal time on this business activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2018 - Present · 7 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - July 2018 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2018 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
November 1990 - January 2008 · 17 yrs 2 mos
Kemper Securities Group, INC.Broker
September 1990 - November 1990 · 2 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
September 1987 - September 1990 · 3 yrs
For Sight Capital Management INC.Broker
July 1987 - August 1987 · 1 mo
Dean Witter Reynolds INC.Broker
July 1987 - July 1987 · 0 mos
State Registrations26 states
ALAZCACOFLGAHIIDINKYMANCNENJNMNVNYOHOKORPASCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.