Robert Katz
Robert Katz is a registered investment advisor at Cetera Investment Advisers LLC, based in Denver, CO, with 38 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an independent insurance producer through Katz Insurance LLC since 2000, dedicating a few hours per week to fixed insurance product sales. He is also a board member for La Concorde Condos since 2019, spending minimal time maintaining and overseeing the building.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
Hantz Financial Services, INC.Broker
Vestax Securities CorporationBroker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
Princor Financial Services CorporationBroker
Pruco Securities CorporationBroker
Chubb Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.