CF
CF
Christopher Ferguson
36 Years of Experience
Lone Tree, CO
2 DisclosuresBroker
Christopher Ferguson is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 36 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2010Denied
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
March 2006 - Present · 20 yrs 4 mos
Charles Schwab & CO., INC.
September 1998 - Present · 27 yrs 10 mos
Charles Schwab & CO., INC.Broker
September 1998 - Present · 27 yrs 10 mos
Previous Registrations
Quick & Reilly, INC.Broker
May 1992 - August 1998 · 6 yrs 3 mos
Olde Discount CorporationBroker
January 1992 - May 1992 · 4 mos
Prudential Securities IncorporatedBroker
May 1990 - May 1991 · 1 yr
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1989 - May 1990 · 6 mos
Hornblower Fischer & CO.Broker
October 1988 - November 1989 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
August 1988 - October 1988 · 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.