PN
PN

Philip Nuccetelli

37 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker

Philip Nuccetelli is a registered investment advisor at MML Investors Services, LLC, based in Saddle Brook, NJ, with 37 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

250 Pehle Ave, Suite 405, Saddle Brook, NJ, 07663-5832

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2025
Customer Dispute
June 2021
Settled
Employment History
Current Registrations
MML Investors Services, LLC
February 2026 - Present · 3 mos
MML Investors Services, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
Equitable Advisors, LLC
June 2009 - November 2025 · 16 yrs 5 mos
Equitable Advisors, LLCBroker
June 2009 - November 2025 · 16 yrs 5 mos
Wells Fargo Advisors, LLCBroker
May 2008 - June 2009 · 1 yr 1 mo
Wells Fargo Advisors, LLC
May 2008 - June 2009 · 1 yr 1 mo
Commerce Capital Markets, INC.Broker
January 2004 - June 2008 · 4 yrs 5 mos
Commerce Capital Markets, INC.
January 2004 - June 2008 · 4 yrs 5 mos
VALIC Financial Advisors, INC.Broker
January 2003 - January 2004 · 1 yr
RBC Dain Rauscher INC.Broker
March 2002 - October 2002 · 7 mos
Tucker Anthony IncorporatedBroker
July 2001 - March 2002 · 8 mos
Franklin/templeton Distributors, INC.Broker
March 2001 - June 2001 · 3 mos
Usallianz Investor Services, LLCBroker
September 2000 - February 2001 · 5 mos
American General Financial Advisors, INC.Broker
January 1999 - September 2000 · 1 yr 8 mos
The Variable Annuity Marketing CompanyBroker
August 1987 - September 2000 · 13 yrs 1 mo
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.