Lisa Fasse is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5001 Spring Valley Road, Suite 900W, Dallas, TX, 75244
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
November 2019 - Present · 6 yrs 10 mos
Morgan Stanley
November 2019 - Present · 6 yrs 10 mos
Previous Registrations
Hilltop Securities INC.Broker
July 2016 - November 2019 · 3 yrs 4 mos
Hilltop Securities INC.
July 2016 - November 2019 · 3 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2009 - July 2016 · 7 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
March 2009 - July 2016 · 7 yrs 4 mos
Stanford Group Company
November 2006 - March 2009 · 2 yrs 4 mos
Stanford Group CompanyBroker
November 2006 - March 2009 · 2 yrs 4 mos
Morgan Stanley
January 1993 - November 2006 · 13 yrs 10 mos
Morgan Stanley Dw INC.Broker
December 1992 - November 2006 · 13 yrs 11 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.