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James Redinger

38 Years of Experience
Fairlawn, OH
1 DisclosureBroker

James Redinger is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Fairlawn, OH, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3600 Embassy Parkway, Suite 200, Fairlawn, OH, 44333

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2005
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
May 2022 - Present · 4 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
June 2007 - May 2022 · 14 yrs 11 mos
UBS Financial Services INC.Broker
June 2007 - May 2022 · 14 yrs 11 mos
Raymond James & Associates, INC.
June 2006 - June 2007 · 1 yr
Raymond James & Associates, INC.Broker
February 2006 - June 2007 · 1 yr 4 mos
Mcdonald Investments INC.Broker
March 1993 - April 2005 · 12 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - February 1993 · 5 yrs 7 mos
State Registrations24 states
ARCACOFLGAILMAMDMIMONCNJNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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