James Albanese
James Albanese is a registered investment advisor at Henley & Company Wealth Management LLC, based in Uniondale, NY, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 118 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 2.00% |
| $200K - $500K | 1.75% |
| $500K+ | 1.25% |
The above wrap-fee includes all advisory and brokerage costs (including transaction costs), quarterly performance reports, and third party custodial fees. Certain clients may have different fees than those stated above. Depending on the relationship, certain clients may pay ticket charges imposed by Pershing, LLC, the account custodian, for transactions in accounts while ticket charges are not imposed on other clients.
Fee Estimator
Location
506 Rxr Plaza, Uniondale, NY, 11556
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James handles trading and assists with supervision at Henley & Company Wealth Management.
Employment History
Current Registrations
Henley & Company Wealth Management LLC
Henley & Company LLCBroker
Previous Registrations
Henley & Company Wealth Management LLC
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.