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Francis Gemino

Henley & Company Wealth Management LLC
51 Years of Experience
Uniondale, NY
2 DisclosuresBroker
View SEC Summary
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Francis Gemino is a registered investment advisor at Henley & Company Wealth Management LLC, based in Uniondale, NY, with 51 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 71 clients with $94M in assets under management.

Henley & Company Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
71 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$93.9M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $200K2.00%
$200K - $500K1.75%
$500K+1.25%

Fees are negotiable and set by the Investment Adviser Representative servicing the account. The wrap fee includes advisory and brokerage costs, transaction costs, quarterly performance reports, and third-party custodial fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

506 Rxr Plaza, Uniondale, NY, 11556

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2021
Settled
Regulatory
January 1990
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Henley & Company Wealth Management LLC
January 2020 - Present · 6 yrs 9 mos
Henley & Company LLCBroker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
Henley & Company Wealth Management LLC
March 2013 - December 2019 · 6 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - December 2004 · 5 yrs 11 mos
Robert Thomas Securities, INCBroker
November 1986 - January 1999 · 12 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
January 1985 - April 1986 · 1 yr 3 mos
Oppenheimer & CO., INC.Broker
April 1980 - January 1985 · 4 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - October 1980 · 9 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1980 - January 1980 · 0 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
May 1978 - January 1980 · 1 yr 8 mos
Butcher & Singer INC.Broker
August 1975 - April 1977 · 1 yr 8 mos
Edwards & HanlyBroker
August 1973 - September 1975 · 2 yrs 1 mo
State Registrations18 states
AZCACOCTDCFLGAINNCNJNVNYOHPASCVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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