Francis Gemino
Francis Gemino is a registered investment advisor at Henley & Company Wealth Management LLC, based in Uniondale, NY, with 50 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 118 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 2.00% |
| $200K - $500K | 1.75% |
| $500K+ | 1.25% |
The above wrap-fee includes all advisory and brokerage costs (including transaction costs), quarterly performance reports, and third party custodial fees. Certain clients may have different fees than those stated above. Depending on the relationship, certain clients may pay ticket charges imposed by Pershing, LLC, the account custodian, for transactions in accounts while ticket charges are not imposed on other clients.
Fee Estimator
Location
506 Rxr Plaza, Uniondale, NY, 11556
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2021Customer Dispute
December 2008Regulatory
January 1990Employment History
Current Registrations
Henley & Company Wealth Management LLC
Henley & Company LLCBroker
Previous Registrations
Henley & Company Wealth Management LLC
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Drexel Burnham Lambert IncorporatedBroker
Oppenheimer & CO., INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Blyth Eastman Dillon & CO. IncorporatedBroker
Butcher & Singer INC.Broker
Edwards & HanlyBroker
State Registrations18 states
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