Barbra Shaffer is a registered investment advisor, based in Ft. Lauderdale, FL, with 36 years of industry experience.
Location
715 NE 16th Terrace, Ste 2, Ft. Lauderdale, FL, 33304
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Regulatory History (1)
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Customer Dispute
November 2008Denied
Other Business Activities
Barbra is an advisory representative of a registered investment advisor (RIA) since January 2020, dedicating about half of her time to this role. She is also the president of Shaffer Wealth Solutions since April 2024, spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
December 2019 - Present · 6 yrs 5 mos
Cambridge Investment Research, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
National Asset Management, INC.
May 2019 - December 2019 · 7 mos
National Securities CorporationBroker
November 2013 - December 2019 · 6 yrs 1 mo
Prime Capital Services, INC.Broker
September 2009 - November 2013 · 4 yrs 2 mos
LPL Financial CorporationBroker
March 2008 - October 2009 · 1 yr 7 mos
Ifmg Securities, INC.Broker
November 2006 - March 2008 · 1 yr 4 mos
Jwh Securities, INC.Broker
August 2002 - November 2006 · 4 yrs 3 mos
Signator Investors, INC.Broker
January 2002 - January 2002 · 0 mos
John Hancock Funds, INC.Broker
October 1997 - January 2002 · 4 yrs 3 mos
John Hancock Distributors, INC.Broker
September 1997 - October 1997 · 1 mo
Van Kampen American Capital Distributors, INC.Broker
January 1995 - September 1997 · 2 yrs 8 mos
American Capital Marketing, INC.Broker
July 1990 - January 1995 · 4 yrs 6 mos
Van Eck Securities CorporationBroker
August 1988 - November 1989 · 1 yr 3 mos
State Registrations16 states
ALCACOCTFLGAILLAMAMDNJNYOHPATXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.