JG
CFP
JG
CFP
Justin Gromley
19 Years of Experience
Ft. Lauderdale, FL
1 DisclosureBroker
Justin Gromley is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Ft. Lauderdale, FL, with 19 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
401 East Las Olas Boulevard, Las Olas Centre, Ft. Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2024Final
Employment History
Current Registrations
UBS Financial Services INC.
October 2019 - Present · 7 yrs
UBS Financial Services INC.Broker
October 2019 - Present · 7 yrs
UBS Financial Services INC.
October 2019 - Present · 7 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - October 2019 · 7 yrs
J.P. Morgan Securities LLC
October 2012 - October 2019 · 7 yrs
Chase Investment Services CORP.
October 2009 - October 2012 · 3 yrs
Chase Investment Services CORP.Broker
October 2009 - October 2012 · 3 yrs
Ameriprise Financial Services, INC.
August 2007 - September 2009 · 2 yrs 1 mo
Ameriprise Financial Services, INC.Broker
July 2007 - September 2009 · 2 yrs 2 mos
State Registrations23 states
AZCACOCTFLGAHIIDILMAMINCNJNYOHOKORPASCTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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